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Gary Arnold Bud Garvin

Robert W. Baird & Co. Incorporated

Waukesha, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-02-08
  • WI RA
    APPROVED
    Since 2024-02-08

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Madison WI 09/2021 01/2023
Mass Mutual Life Insurance Company Madison WI 09/2021 01/2023
Making A Difference Homes Chippewa Falls WI 07/2020 05/2021
Uw-Eau Claire Oma Eau Claire WI 03/2019 05/2020
Hocak Worak, Ho-Chunk Nation Black River Falls WI 11/2018 06/2019
First Nations Community Financial Black River Falls WI 06/2018 08/2018
Uw-Eau Claire Eau Claire WI 07/2016 05/2021
Unemployed St. Paul MN 05/2021 09/2021
Ho-Chunk Gaming Madison, Ho-Chunk Nation Madison WI 01/2023 09/2023
Ho-Chunk Gaming Madison, Ho-Chunk Nation Madison WI 09/2023 02/2024
Robert W. Baird & Co. Incorporated Milwaukee WI 02/2024 Present
  • 09/2021 → 01/2023
    Mml Investors Services, Llc
    Madison, WI
  • 09/2021 → 01/2023
    Mass Mutual Life Insurance Company
    Madison, WI
  • 07/2020 → 05/2021
    Making A Difference Homes
    Chippewa Falls, WI
  • 03/2019 → 05/2020
    Uw-Eau Claire Oma
    Eau Claire, WI
  • 11/2018 → 06/2019
    Hocak Worak, Ho-Chunk Nation
    Black River Falls, WI
  • 06/2018 → 08/2018
    First Nations Community Financial
    Black River Falls, WI
  • 07/2016 → 05/2021
    Uw-Eau Claire
    Eau Claire, WI
  • 05/2021 → 09/2021
    Unemployed
    St. Paul, MN
  • 01/2023 → 09/2023
    Ho-Chunk Gaming Madison, Ho-Chunk Nation
    Madison, WI
  • 09/2023 → 02/2024
    Ho-Chunk Gaming Madison, Ho-Chunk Nation
    Madison, WI
  • 02/2024 → Present
    Robert W. Baird & Co. Incorporated
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-05
S63 Uniform Securities Agent State Law Examination 2022-05-04
  • S65 Uniform Investment Adviser Law Examination
    2022-08-05
  • S63 Uniform Securities Agent State Law Examination
    2022-05-04
Other Names
  • Gary Garvin

View on SEC IAPD

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