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Matthew Brian Miller

W.A. Smith Financial Group

Sarasota, FL

Sandusky, OH

CRD 7429584

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Employer firm

W.a. Smith Financial Group CRD 146608

$1.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
W.A. Smith Financial Group

4604 Timber Commons Drive, Sandusky, OH 44870 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-15
  • FL RA
    APPROVED
    Since 2025-04-15

Branch Locations

1819 Main St #240, Sarasota, FL 34236 • United States

4604 Timber Commons Drive, Sandusky, OH 44870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Tampa FL 02/2024 07/2024
Fis Jacksonville FL 02/2022 02/2024
Franklin Templeton St. Petersburgh FL 08/2021 02/2022
Eckerd College St. Petersburgh FL 08/2019 08/2021
N/A St. Petersburgh FL 01/2013 08/2019
W.A. Smith Financial Group Sarasota FL 11/2024 Present
Unemployed Palmetto FL 07/2024 11/2024
  • 02/2024 → 07/2024
    Fisher Investments
    Tampa, FL
  • 02/2022 → 02/2024
    Fis
    Jacksonville, FL
  • 08/2021 → 02/2022
    Franklin Templeton
    St. Petersburgh, FL
  • 08/2019 → 08/2021
    Eckerd College
    St. Petersburgh, FL
  • 01/2013 → 08/2019
    N/A
    St. Petersburgh, FL
  • 11/2024 → Present
    W.A. Smith Financial Group
    Sarasota, FL
  • 07/2024 → 11/2024
    Unemployed
    Palmetto, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-11
  • S65 Uniform Investment Adviser Law Examination
    2024-04-11

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
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HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL

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