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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-08 |
| LA | RA | APPROVED | 2023-05-24 |
Branch Locations
6101 Carnegie Blvd. Suite 520, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Charlotte | NC | 08/2021 | Present |
| Ldf Wealth | Baton Rouge | LA | 08/2021 | 08/2022 |
| Louisiana State University | Baton Rouge | LA | 08/2018 | 05/2022 |
| Sequitur Classical Academy And Parkview Baptist School | Baton Rouge | LA | 08/2014 | 05/2018 |
1) 09/03/2025 - Carnegie Private Wealth - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/25/2025 - 160 Hrs/Mth - 160 Hrs During Trading. 2) 10/30/2025- ALEXANDER AUCOIN- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/29/2025- 2 Hours Per Month- 2 Month Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-23 |
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