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Karen Pena

Osaic Advisory Services, LLC

Atlanta, GA

Plantation, FL

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-12
  • FL RA
    APPROVED
    Since 2023-10-12

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

900 S. Pine Island Rd Suite 650, Plantation, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc Fort Lauderdale FL 08/2021 09/2023
Fortress Investment Group New York NY 04/2020 07/2021
Mission Staffing New York NY 02/2020 04/2020
Jp Morgan Asset Management New York NY 03/2018 11/2019
Aston Carter/Aerotek New York NY 05/2017 03/2018
Envios De Valores La Nacional Corp. New York NY 02/2016 05/2017
Triad Advisors Norcross GA 09/2023 08/2024
Triad Hybrid Solutions Norcross GA 09/2023 Present
Osaic Wealth, Inc. Plantation FL 08/2024 Present
  • 08/2021 → 09/2023
    Goldman Sachs & Co. Llc
    Fort Lauderdale, FL
  • 04/2020 → 07/2021
    Fortress Investment Group
    New York, NY
  • 02/2020 → 04/2020
    Mission Staffing
    New York, NY
  • 03/2018 → 11/2019
    Jp Morgan Asset Management
    New York, NY
  • 05/2017 → 03/2018
    Aston Carter/Aerotek
    New York, NY
  • 02/2016 → 05/2017
    Envios De Valores La Nacional Corp.
    New York, NY
  • 09/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 09/2023 → Present
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Plantation, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-19
  • S66 Uniform Combined State Law Examination
    2023-09-19

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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