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Thomas John Pegel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-03
NJ RA APPROVED 2022-10-11
  • TX RA
    APPROVED
    Since 2022-11-03
  • NJ RA
    APPROVED
    Since 2022-10-11

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 10/2021 01/2022
Henry Herman Carpentry West Milford NJ 05/2016 07/2021
Blu Alehouse Riverdale NJ 02/2018 03/2020
Nj Claims Associates Totowa NJ 05/2018 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 06/2022 Present
Unemployment Newfoundland NJ 01/2022 06/2022
  • 10/2021 → 01/2022
    Morgan Stanley
    New York, NY
  • 05/2016 → 07/2021
    Henry Herman Carpentry
    West Milford, NJ
  • 02/2018 → 03/2020
    Blu Alehouse
    Riverdale, NJ
  • 05/2018 → 05/2019
    Nj Claims Associates
    Totowa, NJ
  • 06/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Florham Park, NJ
  • 01/2022 → 06/2022
    Unemployment
    Newfoundland, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
  • S66 Uniform Combined State Law Examination
    2022-09-23
Other Names
  • Thomas J Pegel

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ

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