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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-06-30 |
| CA | RA | APPROVED | 2026-06-29 |
| NC | RA | APPROVED | 2026-06-29 |
| TX | RA | APPROVED | 2023-06-26 |
| LA | RA | APPROVED | 2023-04-04 |
Branch Locations
1042 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
315 Ridge Way, Flowood, MS 39232 • United States
100 S Congress St, Jackson, MS 39201 • United States
5714 Highway 80 E., Pearl, MS 39208 • United States
4500 I 55 N Ste 103A, Jackson, MS 39211 • United States
2400 N. Hwy 190, Covington, LA 70433 • United States
70430 Hwy 21, Covington, LA 70433 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville | LA | 06/2021 | 02/2022 |
| Iberiabank | Mandeville | LA | 06/2019 | 07/2020 |
| Jefferson Parish Public Schools | New Orleans | LA | 01/2015 | 07/2017 |
| Louisiana State University | Baton Rouge | LA | 05/2018 | 05/2020 |
| Hancock Whitney Bank | Slidell | LA | 02/2022 | 03/2023 |
| Hancock Whitney Investment Services, Inc. | Slidell | LA | 02/2022 | 08/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | 03/2023 |
| Cetera Investment Advisers Llc | Slidell | LA | 08/2022 | 03/2023 |
| J.P. Morgan Securities Llc | Covington | LA | 04/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Covington | LA | 04/2023 | Present |
| The Box Office Giants | Mandeville | LA | 01/2015 | Present |
| Hancock Whitney Bank | Slidell | LA | 02/2022 | 10/2022 |
| Bank Of America | Mandeville | LA | 06/2021 | 02/2022 |
| First Horizon | New Orleans | LA | 07/2020 | 06/2021 |
| Advocates For Arts-Based Education | New Orleans | LA | 08/2017 | 05/2019 |
Entity Name: The Box Office Giants Investment related: No Address: 1210 Magnolia Alley, Mandeville LA Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Musical Group that plays 2-3 shows a month on Saturday nights.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-19 |
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