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Nicole Morgan Serio

Hightower Advisors, LLC

Wayne, PA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-11
  • PA RA
    APPROVED
    Since 2025-06-11

Branch Locations

565 E Swedesford Rd Suite 210, Wayne, PA 19087 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Wayne PA 01/2020 Present
Saint Josephs University Rec Center Philadelphia PA 01/2019 05/2021
Packanack Lake Community Association Wayne NJ 06/2015 08/2020
St. Josephs University Philadelphia PA 08/2020 05/2021
St. Josephs University Philadelphia PA 08/2019 05/2020
St. Josephs University Philadelphia PA 08/2018 05/2019
St. Josephs University Philadelphia PA 08/2017 05/2018
Public School Student Wayne NJ 08/2011 08/2017
  • 01/2020 → Present
    Hightower Advisors, Llc
    Wayne, PA
  • 01/2019 → 05/2021
    Saint Josephs University Rec Center
    Philadelphia, PA
  • 06/2015 → 08/2020
    Packanack Lake Community Association
    Wayne, NJ
  • 08/2020 → 05/2021
    St. Josephs University
    Philadelphia, PA
  • 08/2019 → 05/2020
    St. Josephs University
    Philadelphia, PA
  • 08/2018 → 05/2019
    St. Josephs University
    Philadelphia, PA
  • 08/2017 → 05/2018
    St. Josephs University
    Philadelphia, PA
  • 08/2011 → 08/2017
    Public School Student
    Wayne, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-11
S66 Uniform Combined State Law Examination 2022-03-07
  • S65 Uniform Investment Adviser Law Examination
    2025-06-11
  • S66 Uniform Combined State Law Examination
    2022-03-07

View on SEC IAPD

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PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

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