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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-08-30 |
Branch Locations
1441 Main Street Suite 700, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinhood Financial, Llc | Charlotte | NC | 09/2021 | 08/2022 |
| Phoenix Services Llc | Gary | IN | 05/2021 | 09/2021 |
| Cws Dedicated | Gary | IN | 03/2021 | 05/2021 |
| Comcast Universal | Tinley Park | IL | 06/2020 | 03/2021 |
| Self-Employed | Chicago | IL | 06/2019 | 02/2020 |
| Amazon | Joilet | IL | 12/2018 | 06/2019 |
| Western Govenors State University | Gary | IN | 01/2016 | 04/2018 |
| Discovery Charter School | Porter | IN | 02/2018 | 06/2018 |
| Driveline Retail Services | Gary | IN | 02/2018 | 09/2018 |
| Regional Federal Credit Union | Valparaiso | IN | 11/2016 | 04/2017 |
| Amazon | Gary | IN | 11/2016 | 03/2017 |
| Fresh As A Flower | Gary | IN | 12/2014 | 03/2021 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 08/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 04/2023 | 01/2024 |
| Unemployed | Charlotte | NC | 08/2022 | 04/2023 |
| Janney Montgomery Scott Llc | Columbia | SC | 01/2024 | Present |
Mama Lee's Kitchen, Winnsboro, SC. Homebased Micro-Bakery; Co-Owner (01/2024) - head baker and creator of all recipes. Not investment related, 30 hours/month (non-business hours), income from sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-23 |
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