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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-27
  • PA RA
    APPROVED
    Since 2024-06-27

Branch Locations

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2021 12/2021
Freedom Mortgage Corporation Moorestown NJ 09/2020 07/2021
Media Dei Philadelphia PA 04/2018 08/2020
Commonwealth Proper Philadelphia PA 05/2019 07/2019
Mrt Distribuzione S.R.L Florence 02/2019 05/2019
St. Joseph R.C. Church Ambler PA 11/2015 06/2018
St. Joseph's University Philadelphia PA 06/2016 12/2016
Pennsylvania State University University Park PA 01/2017 07/2017
St. Joseph's University Phialdelphia PA 08/2017 05/2020
Fua University Of The Arts Florence 01/2019 05/2019
Brown Brothers Harriman And Co. Philadelphia PA 01/2022 11/2023
Ubs Financial Services Inc. Philadelphia PA 12/2023 Present
  • 09/2021 → 12/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2020 → 07/2021
    Freedom Mortgage Corporation
    Moorestown, NJ
  • 04/2018 → 08/2020
    Media Dei
    Philadelphia, PA
  • 05/2019 → 07/2019
    Commonwealth Proper
    Philadelphia, PA
  • 02/2019 → 05/2019
    Mrt Distribuzione S.R.L
    Florence
  • 11/2015 → 06/2018
    St. Joseph R.C. Church
    Ambler, PA
  • 06/2016 → 12/2016
    St. Joseph's University
    Philadelphia, PA
  • 01/2017 → 07/2017
    Pennsylvania State University
    University Park, PA
  • 08/2017 → 05/2020
    St. Joseph's University
    Phialdelphia, PA
  • 01/2019 → 05/2019
    Fua University Of The Arts
    Florence
  • 01/2022 → 11/2023
    Brown Brothers Harriman And Co.
    Philadelphia, PA
  • 12/2023 → Present
    Philadelphia, PA
Other Businesses

Inter Club Philadelphia - Vice President St. Anthony of Padua - Finance Council

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2021-12-17
Other Names
  • Andrew Davoli

View on SEC IAPD

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