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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-14
TX RA APPROVED 2025-07-11
  • IA RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2025-07-11

Branch Locations

5550 Wild Rose Ln Suite 370 3Rd Fl, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Waukee IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Waukee IA 11/2016 07/2025
Wells Fargo Advisors Financial Network, Llc West Des Moines IA 07/2025 Present
Previous Registrations
  • 2011-01-03 → 2025-07-11
    Adel, IA
    Dallas Center, IA
    Redfield, IA
    Waukee, IA
    Clive, IA
    Van Meter, IA
    West Des Moines, IA
    Granger, IA
    Dexter, IA
    Clive, IA
    West Des Moines, IA
  • 2008-06-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Dallas Center, IA
    Waukee, IA
    Adel, IA
    Granger, IA
    Dexter, IA
    West Des Moines, IA
    Van Meter, IA
    Redfield, IA
    Clive, IA
  • 2007-02-06 → 2008-06-24
    Waukee, IA
    West Des Moines, IA
Other Businesses

PR SPRINGFIELD, LLC; NOT INVESTMENT RELATED; SPRINGFIELD,MO; 8.33% OWNERSHIP; START DATE 05/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; INVESTOR. SPINNING EYE PHOTO, LLC, NOT INVT RELATED, URBANDALE, IOWA, 100% OWNERSHIP WITH SPOUSE, START DATE 6/20/2022, 12 HRS PER MONTH, 0 HRS DURING TRADING, SET UP BOOTHS AT EVENTS. MALSNT INC, NOT INVT RELATED, URBANDALE, IOWA, 100% OWNERSHIP WITH SPOUSE, START DATE 6/20/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, VICE PRESIDENT, HOLDING COMPANY FOR TAX PURPOSES. | SONO WEALTH LLC; INV RELATED; WEST DES MOINES; 100% OWNERSHIP; 02/2025; 160 HOURS A MONTH; NO HOURS DURING TRADING; WEALTH MANAGEMENT | SONCOR WEALTH PARTNERS, LLC; INV RELATED; WEST DES MOINES, IA; 50% OWNERSHIP; 02/2025; 160 HOURS PER MONTH; NO HOURS DURING TRADING; WEALTH MANAGEMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2005-05-06
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2005-05-06
Designations

View on SEC IAPD

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