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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-05-04 |
| NC | RA | APPROVED | 2026-05-04 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2021 | 03/2026 |
| Myeyedr | Huntersville | NC | 11/2018 | 07/2021 |
| Cohen's Fashion Optical | Queens | NY | 04/2012 | 10/2018 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2021 | 03/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2021 | 03/2026 |
| Principal Life Insurance Company | Charlotte | NC | 04/2026 | Present |
| Principal Securities, Inc. | Charlotte | NC | 04/2026 | Present |
| Principal Advised Services | Charlotte | NC | 04/2026 | Present |
| Principal Bank | Charlotte | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-12 |
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