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Matthew Thomas Giugliano

Wells Fargo Clearing Services, LLC

Short Hills, NJ

New York, NY

CRD 4924513

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-04
NJ RA APPROVED 2022-11-04
NY RA APPROVED 2022-11-04
TX RA APPROVED 2022-11-04
VA RA APPROVED 2022-11-04
  • CA RA
    APPROVED
    Since 2022-11-04
  • NJ RA
    APPROVED
    Since 2022-11-04
  • NY RA
    APPROVED
    Since 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-04
  • VA RA
    APPROVED
    Since 2022-11-04

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 06/2010 11/2022
Wells Fargo Clearing Services, Llc Short Hjills NJ 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-15
S63 Uniform Securities Agent State Law Examination 2005-06-13
  • S66 Uniform Combined State Law Examination
    2006-05-15
  • S63 Uniform Securities Agent State Law Examination
    2005-06-13

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
RIDGEWOOD INVESTMENTS
J.P. MORGAN SECURITIES LLC

Nearby Investors

DAVID SETH LEIBOWITZ
VALERIE RUBIO LEMMON
TERRANCE PATRICK MCGUIRE

Nearby Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

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