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Matthew Thomas Giugliano

Wells Fargo Clearing Services, LLC

Short Hills, NJ

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-04
NJ RA APPROVED 2022-11-04
NY RA APPROVED 2022-11-04
TX RA APPROVED 2022-11-04
VA RA APPROVED 2022-11-04
  • CA RA
    APPROVED
    Since 2022-11-04
  • NJ RA
    APPROVED
    Since 2022-11-04
  • NY RA
    APPROVED
    Since 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-04
  • VA RA
    APPROVED
    Since 2022-11-04

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 06/2010 11/2022
Wells Fargo Clearing Services, Llc Short Hjills NJ 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-15
S63 Uniform Securities Agent State Law Examination 2005-06-13
  • S66 Uniform Combined State Law Examination
    2006-05-15
  • S63 Uniform Securities Agent State Law Examination
    2005-06-13

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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