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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-09-22 |
Branch Locations
Basking Ridge, NJ • United States
233 Mt Airy Rd. 1St Fl, Basking Ridge, NJ 07920 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 12/2012 | 09/2022 |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 12/2013 | 09/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2022 | Present |
1) AMERICAN FINANCIAL ALLIANCE, INC., 233 Mt Airy Rd., Basking Ridge NJ 07920, 05/2010, President, Qualified Plan Design & Adm, Employee Benefit Program, Insurance, NIR, 30 HR/MO - 15 HR/MO Trading. 2) CIRA, Fairfield IA 52556, 09/2022, Investment Advisor Representative, financial planning and asset management, INV-REL, 160 HO/MO - 120 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-20 |
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