James Mathew Vinograd

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-16
CT	RA	APPROVED	2021-11-09

TX RA
APPROVED

Since 2022-11-16
CT RA
APPROVED

Since 2021-11-09

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Greenwich	CT	08/2021	Present
Jpmorgan Securities Llc	Greenwich	CT	08/2021	Present
Jpmorgan Chase Bank Na	New York	NY	10/2006	08/2021
Wheelograd Llc	Greenwich	CT	03/2026	Present

08/2021 → Present

Jpmorgan Chase Bank Na

Greenwich, CT
08/2021 → Present

Jpmorgan Securities Llc

Greenwich, CT
10/2006 → 08/2021

Jpmorgan Chase Bank Na

New York, NY
03/2026 → Present

Wheelograd Llc

Greenwich, CT

Other Businesses

Entity Name: Wheelograd LLC Investment related: No Address: Windsor, OH Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/03/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Purchasing a property for personal use and investment in Florida. My partner and I went to law school together and have a friendship of over 20 years predating my employment at JPM.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-09

S66 Uniform Combined State Law Examination

2021-11-09

View on SEC IAPD