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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-09
  • NJ RA
    APPROVED
    Since 2022-06-09

Branch Locations

455 County Road, Marlboro, NJ 07746 • United States

351 West Main Street, Freehold, NJ 07728 • United States

145 Monmouth Rd, West Long Branch, NJ 07764 • United States

55 Brick Boulevard, Brick, NJ 08723 • United States

1328 River Avenue, Lakewood, NJ 08701 • United States

731 Brick Boulevard, Brick, NJ 08723 • United States

Toms River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Brick NJ 01/2004 Present
Lpl Financial Llc Brick NJ 12/2021 Present
  • 01/2004 → Present
    M&T Bank
    Brick, NJ
  • 12/2021 → Present
    Brick, NJ
Other Businesses

1) 10/14/2021 - NOTARY - State of New Jersey - Investment Related - At Reported Business Location(s) - Start: 06/01/2020 2) 09/28/2023 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2022 - 120 Hours Per Month/ During Trading 3) 08/13/2024 - Door Dash - Outside/W-2 Employment - Driver - Not Investment Related - No Location - Start Date 08/11/2024 - 40 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-08
  • S66 Uniform Combined State Law Examination
    2022-06-08

View on SEC IAPD

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