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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-28 |
Branch Locations
2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2021 | 11/2021 |
| Villanova University | Villanova | PA | 08/2016 | 05/2021 |
| Guess, Inc | Phoenix | AZ | 06/2018 | 03/2020 |
| Under Armour | Phoenix | AZ | 11/2020 | 01/2021 |
| United Nations, Un Women | New York | NY | 03/2021 | 09/2021 |
| Morgan Stanley | Purchase | NY | 12/2021 | Present |
2. *472191 - Self-publishing book using Ingram Spark; Investment related - No; Phoenix, AR; Wholesale/Distribution; Author (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 10;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-18 |
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