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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Charlotte | NC | 08/2021 | 03/2023 |
| Us Tech Solutions | Jersey City | NJ | 08/2021 | 11/2021 |
| Eagle Chase Golf Club | Marshville | NC | 05/2017 | 08/2017 |
| Auto Zone | Sylva | NC | 01/2019 | 05/2019 |
| Laurel Ridge Country Club | Waynesville | NC | 05/2019 | 09/2019 |
| Laurel Ridge Country Club | Waynesville | NC | 05/2020 | 07/2020 |
| Central Academy Of Technology And The Arts High School | Monroe | NC | 08/2013 | 05/2017 |
| Western Carolina University | Marshville | NC | 08/2017 | 01/2019 |
| Western Carolina University | Cullowhee | NC | 09/2019 | 05/2020 |
| Western Carolina University | Cullowhee | NC | 07/2020 | 05/2021 |
| Western Carolina University | Cullowhee | NC | 08/2017 | 05/2021 |
| Fidelity Investments | Durham | NC | 03/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-22 |
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