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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-06-01 |
Branch Locations
1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Manchester | NH | 05/2026 | Present |
| Td Private Client Wealth Llc | Manchester | NH | 05/2026 | Present |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 08/2021 | 05/2026 |
| Us Tech Solutions | Jersey City | NJ | 08/2021 | 11/2024 |
| York Harbor Inn | York Harbor | ME | 06/2020 | 07/2021 |
| Hannaford | York | ME | 05/2016 | 09/2019 |
| University Of Maine Orono | Orono | ME | 10/2019 | 05/2020 |
THE GOAT BOX ;NOT INV RELATED; ROCHESTER, NH, WEBSITE SELLING SPORT CARDS ;100% OWNERSHIP; START DATE: 08/01/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-13 |
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