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Kimberly Ann Hynes

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 7427145

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-12
  • OH RA
    APPROVED
    Since 2026-06-12

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Stratford CT 09/2021 09/2023
Nylife Securities Llc Stratford CT 02/2022 09/2023
Aflac Woodbridge CT 07/2019 08/2021
Unemployed Woodbridge CT 12/2018 06/2019
Katal Center For Health Equity And Justice Hartford CT 03/2018 11/2018
Unemployed Woodbridge CT 01/2018 02/2018
Grossman Heinz Simsbury CT 02/2017 12/2017
Unemployed Woodbridge CT 12/2016 01/2017
Common Cause Hartford CT 01/2008 11/2016
The Prudential Insurance Co. Of America Shelton CT 09/2023 01/2025
Pruco Securities, Llc Shelton CT 09/2023 11/2024
Lpl Enterprise, Llc Shelton CT 11/2024 01/2025
Empower Financial Services, Inc Greenwood Village CO 01/2025 06/2026
Empower Advisory Group, Llc Greenwood Village CO 02/2026 06/2026
Nationwide Investment Services Corporation Columbus OH 06/2026 Present
Nationwide Investment Advisors Columbus OH 06/2026 Present
  • 09/2021 → 09/2023
    New York Life Insurance Co
    Stratford, CT
  • 02/2022 → 09/2023
    Nylife Securities Llc
    Stratford, CT
  • 07/2019 → 08/2021
    Aflac
    Woodbridge, CT
  • 12/2018 → 06/2019
    Unemployed
    Woodbridge, CT
  • 03/2018 → 11/2018
    Katal Center For Health Equity And Justice
    Hartford, CT
  • 01/2018 → 02/2018
    Unemployed
    Woodbridge, CT
  • 02/2017 → 12/2017
    Grossman Heinz
    Simsbury, CT
  • 12/2016 → 01/2017
    Unemployed
    Woodbridge, CT
  • 01/2008 → 11/2016
    Common Cause
    Hartford, CT
  • 09/2023 → 01/2025
    The Prudential Insurance Co. Of America
    Shelton, CT
  • 09/2023 → 11/2024
    Pruco Securities, Llc
    Shelton, CT
  • 11/2024 → 01/2025
    Lpl Enterprise, Llc
    Shelton, CT
  • 01/2025 → 06/2026
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2026 → 06/2026
    Greenwood Village, CO
  • 06/2026 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
  • 06/2026 → Present
    Nationwide Investment Advisors
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
S63 Uniform Securities Agent State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2026-01-30
  • S63 Uniform Securities Agent State Law Examination
    2022-02-22
Other Names
  • Kimberly Ann Fallon
  • Kimberly Ann Waterbury
  • Kimberly Ann Fallon

View on SEC IAPD

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