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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-12 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Stratford | CT | 09/2021 | 09/2023 |
| Nylife Securities Llc | Stratford | CT | 02/2022 | 09/2023 |
| Aflac | Woodbridge | CT | 07/2019 | 08/2021 |
| Unemployed | Woodbridge | CT | 12/2018 | 06/2019 |
| Katal Center For Health Equity And Justice | Hartford | CT | 03/2018 | 11/2018 |
| Unemployed | Woodbridge | CT | 01/2018 | 02/2018 |
| Grossman Heinz | Simsbury | CT | 02/2017 | 12/2017 |
| Unemployed | Woodbridge | CT | 12/2016 | 01/2017 |
| Common Cause | Hartford | CT | 01/2008 | 11/2016 |
| The Prudential Insurance Co. Of America | Shelton | CT | 09/2023 | 01/2025 |
| Pruco Securities, Llc | Shelton | CT | 09/2023 | 11/2024 |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | 01/2025 |
| Empower Financial Services, Inc | Greenwood Village | CO | 01/2025 | 06/2026 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 02/2026 | 06/2026 |
| Nationwide Investment Services Corporation | Columbus | OH | 06/2026 | Present |
| Nationwide Investment Advisors | Columbus | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-22 |
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