Tate Samuel Carrier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2022 → 08/2022
  Bank Of America
  Charlotte, NC
• 08/2021 → 11/2021
  Drucker Wealth
  New York, NY
• 08/2019 → 05/2023
  University Of North Carolina At Chapel Hill
  Chapel Hill, NC
• 08/2015 → 05/2019
  East Chapel Hill High School
  Chapel Hill, NC

Exams

• S66 Uniform Combined State Law Examination
  2026-05-05

Other Names

• Tate Samuel Carrier
• Tate Carrier