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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-08-21
  • VA RA
    APPROVED
    Since 2023-08-21

Branch Locations

130 Wylderose Drive, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Midlothian VA 03/2023 Present
Securian Financial Services Saint Paul MN 03/2023 08/2023
Virginia Asset Management Midlothian VA 08/2021 03/2023
Securian Financial Services Saint Paul MN 08/2021 03/2023
Johnston Willis Hosptial Richmond VA 12/2002 10/2021
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2023 → Present
    Virginia Asset Management
    Midlothian, VA
  • 03/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 08/2021 → 03/2023
    Virginia Asset Management
    Midlothian, VA
  • 08/2021 → 03/2023
    Securian Financial Services
    Saint Paul, MN
  • 12/2002 → 10/2021
    Johnston Willis Hosptial
    Richmond, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2023 POSITION/TITLE/RELATIONSHIP: REGISTERED STAFF APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE OPERATIONAL SUPPORT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-10
  • S66 Uniform Combined State Law Examination
    2023-07-10
Other Names
  • Ann Marie Miller
  • Ann Miller
  • Ann Cerullo

View on SEC IAPD

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