Carl Frederick Worden

Employer firm

Equity Advisors, LLC CRD 300031

$35.8M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2019
  Centaurus Financial, Inc.
  Anaheim, CA
• 11/2018 → Present
  Equity Advisors, Llc
  San Jose, CA
• 11/2018 → Present
  Tax Deferral Strategies, Llc
  San Jose, CA
• 11/2018 → Present
  Tax Strategies Marketing, Llc
  San Jose, CA
• 09/2011 → Present
  Worden Wealth Management
  San Jose, CA
• 05/2016 → 03/2019
  Estate Planning Team
  San Jose, CA
• 06/2019 → 04/2020
  Saxony Securities, Inc.
  St. Louis, MO

Previous Registrations

• 2016-04-25 → 2019-03-29
  Centaurus Financial, Inc.
  San Jose, CA
  San Jose, CA
  Indian Wells, CA
• 2015-03-13 → 2016-04-27
  Concorde Asset Management, Llc
  San Jose, CA
  Ann Arbor, MI
• 2009-07-07 → 2015-03-23
  J P Turner & Company Capital Management, Llc
  Aptos, CA
  San Jose, CA
  Atlanta, GA

Other Businesses

1)Tax Deferral Strategies LLC; not investment related; 9120 Double Diamond Parkway Reno, NV 89521; This company is a training platform for financial advisors that wish to focus on and learn various different tax deferral strategies so they can be applied to their own businesses. Website educating on capital gains tax deferral; CEO; 11/4/16; 12 hours during the month; 3 hours during trading hours. 2) EXP Reality; Licensed Real estate Agent; Not-investment related; 1760 Cushman St., Hollister, CA 95023; Nonpracticing Real Estate Agent; Real Estate Agent;3/1/17; 0 hours per month; 0 hours during trading hours; Non practicing Real estate agent 3) Tax Strategies Marketing LLC; This is a marketing business focused on tax minimization options and investments. Not investment related. Tax Strategies Marketing; 9120 Double Diamond Parkway Reno, NV 89521, CEO:; Start date December 15, 2020; 10 hours per month, 8 hours during trading hours. 4) Worden Wealth Management, LLC; 1031 Lynn Way, Zephyr Cove, NV 89448; Sole Proprietor; Start date: August 8, 2022; This is a company attributable to personal real estate investments. Not investment related. 0 hours per month, 0 hours during trading hours. 5) Life, Accident & Health or Sickness Insurance Sales; 1031 Lynn Way, Zephyr Cove, NV 89448; Insurance Agent, Start Date: 12/28/1987; Investment Related. 3 hours per month, 3 hours during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-07-01
• S63 Uniform Securities Agent State Law Examination
  1998-12-10

Other Names

• Carl Frederick Worden
• Carl Frederick Worden