Best Investors Account Sign in

Brandon Chase

Wells Fargo Clearing Services, LLC

Wilmington, NC

Lewisville, NC

CRD 7426543

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-15
NC RA APPROVED 2021-10-22
  • TX RA
    APPROVED
    Since 2021-12-15
  • NC RA
    APPROVED
    Since 2021-10-22

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

6460 Shallowford Rd, Lewisville, NC 27023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc High Point NC 08/2021 Present
Capstone Education Group Memphis TN 10/2018 08/2021
Aspire Schools Memphis TN 07/2018 10/2018
Memphis Teacher Residency Memphis TN 06/2017 07/2018
Boosterthon Memphis TN 09/2016 06/2017
Camp Timberlake For Boys Black Mountain NC 06/2016 09/2016
  • 08/2021 → Present
    Wells Fargo Clearing Services, Llc
    High Point, NC
  • 10/2018 → 08/2021
    Capstone Education Group
    Memphis, TN
  • 07/2018 → 10/2018
    Aspire Schools
    Memphis, TN
  • 06/2017 → 07/2018
    Memphis Teacher Residency
    Memphis, TN
  • 09/2016 → 06/2017
    Boosterthon
    Memphis, TN
  • 06/2016 → 09/2016
    Camp Timberlake For Boys
    Black Mountain, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2021-10-22

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.

Nearby Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

More in Wilmington, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor