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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-08
ME RA APPROVED 2021-12-13
  • TX RA
    APPROVED_RES
    Since 2026-05-08
  • ME RA
    APPROVED
    Since 2021-12-13

Branch Locations

64 Main Street, Gorham, ME 04038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Philadelphia Little Flyers Aston PA 08/2015 04/2017
Trinity College Hartford CT 09/2017 05/2018
Ice Den Scottsdale AZ 06/2018 08/2018
Trinity College Hartford CT 09/2018 05/2019
Extended Travel Barcelona 05/2019 07/2019
Trinity College Hartford CT 09/2019 05/2020
Saco & Biddeford Savings Institution Old Orchard Beach ME 06/2020 08/2020
Trinity College Hartford CT 09/2020 05/2021
Procrease Goaltending Hartford CT 09/2017 05/2018
Procrease Goaltending Hartford CT 09/2018 05/2019
Procrease Goaltending Hartford CT 09/2019 05/2020
Procrease Goaltending Hartford CT 09/2020 05/2021
Saco And Biddeford Saings Inst. Old Orchard ME 07/2021 07/2026
Training Phoenix AZ 05/2017 08/2017
Self-Employed Portland ME 06/2020 08/2020
Cetera Investment Services Llc St Cloud ME 09/2021 Present
Cetera Investment Advisers Llc Old Orchard ME 12/2021 Present
Maine Community Bank Gorham ME 08/2026 Present
  • 08/2015 → 04/2017
    Philadelphia Little Flyers
    Aston, PA
  • 09/2017 → 05/2018
    Trinity College
    Hartford, CT
  • 06/2018 → 08/2018
    Ice Den
    Scottsdale, AZ
  • 09/2018 → 05/2019
    Trinity College
    Hartford, CT
  • 05/2019 → 07/2019
    Extended Travel
    Barcelona
  • 09/2019 → 05/2020
    Trinity College
    Hartford, CT
  • 06/2020 → 08/2020
    Saco & Biddeford Savings Institution
    Old Orchard Beach, ME
  • 09/2020 → 05/2021
    Trinity College
    Hartford, CT
  • 09/2017 → 05/2018
    Procrease Goaltending
    Hartford, CT
  • 09/2018 → 05/2019
    Procrease Goaltending
    Hartford, CT
  • 09/2019 → 05/2020
    Procrease Goaltending
    Hartford, CT
  • 09/2020 → 05/2021
    Procrease Goaltending
    Hartford, CT
  • 07/2021 → 07/2026
    Saco And Biddeford Saings Inst.
    Old Orchard, ME
  • 05/2017 → 08/2017
    Training
    Phoenix, AZ
  • 06/2020 → 08/2020
    Self-Employed
    Portland, ME
  • 09/2021 → Present
    Cetera Investment Services Llc
    St Cloud, ME
  • 12/2021 → Present
    Old Orchard, ME
  • 08/2026 → Present
    Maine Community Bank
    Gorham , ME
Other Businesses

1. YOUTH/ADULT HOCKEY COACHING FOR ROUSSEAU HOCKEY CLINIC, 2/HRS/WK 2. VOLUNTEER GOALTENDER COACH FOR CHEVRUS HIGH SCHOOL, 3/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2021-12-10
Other Names
  • Sam Kany

View on SEC IAPD

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