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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Bowling Green | KY | 08/2021 | Present |
| Integra Fastener | Bowling Green | KY | 05/2018 | 07/2021 |
| Western Kentucky University | Bowling Green | KY | 08/2017 | 05/2018 |
| Parent Teacher Store | Bowling Green | KY | 01/2017 | 08/2017 |
| Greenwood High School | Bowling Green | KY | 08/2016 | 01/2017 |
| Raymond James Financial Services | Bowling Green | KY | 04/2022 | Present |
(1)Name of Business: Ben Smith Life Compass Financial INC Address: 313 East 10th Ave, Bowling Green, KY, 42101, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/16/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-31 |
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