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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-31
  • CA RA
    APPROVED
    Since 2026-03-31

Branch Locations

555 California St Ste 2400 & 2300, San Francisco, CA 94104 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-22
  • CA RA
    APPROVED
    Since 2021-12-22

Branch Locations

555 California St 24Th Fl, San Francisco, CA 94104 • United States

San Francisco, CA • United States

420 Montgomery St 8Th Fl [Support Center], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 08/2021 Present
Wells Fargo Bank, Na San Francisco CA 09/2010 Present
Wells Fargo Advisors Financial Network San Francisco CA 03/2026 Present
  • 08/2021 → Present
    San Francisco, CA
  • 09/2010 → Present
    Wells Fargo Bank, Na
    San Francisco, CA
  • 03/2026 → Present
    Wells Fargo Advisors Financial Network
    San Francisco, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, SAN PABLO, CA, 100% OWNERSHIP, START 1/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, RICHMOND, CA, 100% OWNERSHIP, START 1/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP, START 6/2/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-22
  • S66 Uniform Combined State Law Examination
    2021-12-22
Other Names
  • Victor Zepeda Ruiz

View on SEC IAPD

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