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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-11-03 |
Branch Locations
2149 North Fairfield Road Suite# B, Beavercreek, OH 45431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Centerville | OH | 08/2021 | 08/2023 |
| Beavercreek Middle School And High School | Beavercreek | OH | 08/2011 | 03/2017 |
| Taco Bell | Beavercreek | OH | 03/2017 | 08/2018 |
| Wright State University | Dayton | OH | 09/2018 | 04/2019 |
| Rapid Fired Pizza | Dayton | OH | 05/2019 | 07/2019 |
| Wright State University | Dayton | OH | 08/2019 | 03/2021 |
| Unemployed | Beavercreek | OH | 04/2021 | 08/2021 |
| Prudential Insurance Company Of America | Centerville | OH | 09/2021 | 08/2023 |
| Fsc Securities Corporation | Dayton | OH | 09/2023 | 11/2023 |
| Osaic Wealth, Inc. | Dayton | OH | 11/2023 | Present |
SMITH MOSES AND COZAD LLC POSITION: Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2023 ADDRESS: 2149 N Fairfield Rd, Beavercreek OH 45431, United States DESCRIPTION: Placing trades, Working with financial planning software, using morningstar for portfolio analysis, helping with 401k account and enrolling new workers for that business
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