David Allen Shaffer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 08/2021
  Temple University
  Philadelphia, PA
• 08/2014 → 07/2018
  Cairn University
  Langhorne, PA
• 08/2021 → Present
  Osaic Wealth, Inc.
  Denver, PA

Other Businesses

1. CHRIST ALONE FELLOWSHIP POSITION: Deacon / Treasurer NATURE: 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2025 ADDRESS: 41 Caroline St., Lancaster PA 17603, United States DESCRIPTION: Part of a team of four deacons who are responsible for all serving and administration of the church. Church building/facilities maintenance, financial/budget preparation, benevolence fund use, hospital visits, event management, and other miscellaneous serving duties. 2. SHAFFER WEALTH ADVISORS LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/09/2021 ADDRESS: 1362 Woodland Circle, Denver PA 17517, United States DESCRIPTION: Sales/Marketing of securities and insurance products. 3. SHAFFER WEALTH ADVISORS LLC - FIXED INSURANCE POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 08/09/2021 ADDRESS: 1362 Woodland Circle, Denver PA 17517, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 4. KEYSTONE FINANCIAL MANAGEMENT LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/09/2021 ADDRESS: 1362 Woodland Circle, Denver PA 17517, United States DESCRIPTION: Sales/marketing of securities and insurance products. 5. KEYSTONE FINANCIAL MANAGEMENT LLC - FIXED INSURANCE POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/09/2021 ADDRESS: 1362 Woodland Circle, Denver PA 17517, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance. 6. THE CYPHER SPOT POSITION: Board Member NATURE: 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: 41 Caroline St., Lancaster PA 17603, United States DESCRIPTION: Part of the Board of Directors. Responsible for reviewing and preparing the non-profit budget and financials for board meetings. Reviewing financial decisions. Forecasting financials. I made it clear that I will be given no check-writing or money movement access.

Exams

• S66 Uniform Combined State Law Examination
  2021-11-24

Other Names

• David Shaffer