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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-08
  • OH RA
    APPROVED
    Since 2025-12-08

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

19111 Detroit Rd Suite 100, Rocky River, OH 44116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Cincinnati OH 06/2021 10/2021
Topgolf West Chester OH 06/2016 07/2017
Phelan Insurance West Chester OH 07/2019 08/2019
Putters Liberty Township OH 12/2018 06/2019
Miami University Oxford OH 01/2021 05/2021
St. Xavier Cincinnati OH 08/2013 06/2017
Miami University Oxford OH 08/2017 05/2021
Unemployed Cincinnati OH 05/2021 06/2021
Mml Investor Services Cincinnati OH 09/2021 10/2021
Lm Kohn & Company Blue Ash OH 11/2021 12/2025
Wealth Enhancement Group Rocky River OH 12/2025 Present
Wealth Enhancement Advisory Services Rocky River OH 12/2025 Present
Wealth Enhancement Brokerage Services Rocky River OH 12/2025 Present
  • 06/2021 → 10/2021
    Massmutual Life Insurance Company
    Cincinnati, OH
  • 06/2016 → 07/2017
    Topgolf
    West Chester, OH
  • 07/2019 → 08/2019
    Phelan Insurance
    West Chester, OH
  • 12/2018 → 06/2019
    Putters
    Liberty Township, OH
  • 01/2021 → 05/2021
    Miami University
    Oxford, OH
  • 08/2013 → 06/2017
    St. Xavier
    Cincinnati, OH
  • 08/2017 → 05/2021
    Miami University
    Oxford, OH
  • 05/2021 → 06/2021
    Unemployed
    Cincinnati, OH
  • 09/2021 → 10/2021
    Mml Investor Services
    Cincinnati, OH
  • 11/2021 → 12/2025
    Lm Kohn & Company
    Blue Ash, OH
  • 12/2025 → Present
    Wealth Enhancement Group
    Rocky River, OH
  • 12/2025 → Present
    Wealth Enhancement Advisory Services
    Rocky River, OH
  • 12/2025 → Present
    Wealth Enhancement Brokerage Services
    Rocky River, OH
Previous Registrations
  • 2022-07-27 → 2025-12-09
    L.M. Kohn & Company
    Cincinnati, OH
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - INVESTMENT ADVISOR REPRESENTATIVE - ROCKY RIVER, OH. PROVIDE INVESTMENT ADVICE FOR A FEE. 180 HOURS PER MONTH, 130 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Sam Hardin

View on SEC IAPD

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