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Nathanial Dennis Arps

LPl Financial LLC

Hartville, OH

CRD 7426051

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-14
  • OH RA
    APPROVED
    Since 2022-01-14

Branch Locations

700 S Prospect Ave, Hartville, OH 44632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mj Miller & Co. Cpas Hartville OH 12/2020 Present
415 Group Canton OH 01/2011 12/2020
Lpl Financial, Llc Hartville OH 10/2021 Present
  • 12/2020 → Present
    Mj Miller & Co. Cpas
    Hartville, OH
  • 01/2011 → 12/2020
    415 Group
    Canton, OH
  • 10/2021 → Present
    Hartville, OH
Other Businesses

1. 11/01/2020 - MJ MILLER & CO. CPAS/ TAX PREP/ACCOUNTING/CPA/ INVESTMENT RELATED/ 0%/ HARTVILLE, OH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-13
  • S66 Uniform Combined State Law Examination
    2022-01-13
Other Names
  • Nate Arps

View on SEC IAPD

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