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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-17 |
| TX | RA | APPROVED | 2023-05-17 |
Branch Locations
1727 Artesia Blvd, Manhattan Beach, CA 90266 • United States
3840 Martin Luther King Jr. Blvd., Lynwood, CA 90262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Downey | CA | 09/2015 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Downey | CA | 09/2015 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 05/2022 | 05/2023 |
| J.P. Morgan Securities Llc | El Monte | CA | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | El Monte | CA | 05/2023 | Present |
| Bank Of America | Los Angeles | CA | 05/2022 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-08 |
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