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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-03
  • NY RA
    APPROVED
    Since 2022-01-03

Branch Locations

Huntington, NY • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase New York NY 03/2020 08/2021
Ibm Armonk NY 06/2018 03/2020
Ibm Armonk NY 06/2017 08/2017
University Of Florida Gainesville FL 06/2014 05/2018
Citigroup New York NY 08/2021 Present
  • 03/2020 → 08/2021
    Jp Morgan Chase
    New York, NY
  • 06/2018 → 03/2020
    Ibm
    Armonk, NY
  • 06/2017 → 08/2017
    Ibm
    Armonk, NY
  • 06/2014 → 05/2018
    University Of Florida
    Gainesville, FL
  • 08/2021 → Present
    Citigroup
    New York, NY
Other Businesses

Fora Travel, Inc.; Not Investment-related; Nature: Travel Agency; I conduct business in my home (it is all fully remote/over phone and email. I don't meet clients in person). The official address of Fora though is 225 Broadway 23rd floor, New York, NY 10007.; Started: June 30, 2025; Title: Travel Agent; Duties: Book travel and accommodations for people. ; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-23
  • S66 Uniform Combined State Law Examination
    2021-12-23

View on SEC IAPD

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