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Current Employers
Investment Research Partners

801-1 Pike Street, Lemont, PA 16851 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-11
PA RA APPROVED 2024-03-15
  • NY RA
    APPROVED
    Since 2024-04-11
  • PA RA
    APPROVED
    Since 2024-03-15

Branch Locations

Saratoga Springs, NY • United States

801-1 Pike Street, Lemont, PA 16851 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Lantern Advisors Saratoga Springs NY 12/2021 03/2024
Eaton Vance Management Boston MA 06/2000 12/2021
New Lantern Capital, Llc Saratoga Springs NY 12/2022 Present
Investment Research Partners Lemont PA 03/2024 Present
  • 12/2021 → 03/2024
    New Lantern Advisors
    Saratoga Springs, NY
  • 06/2000 → 12/2021
    Eaton Vance Management
    Boston, MA
  • 12/2022 → Present
    New Lantern Capital, Llc
    Saratoga Springs, NY
  • 03/2024 → Present
    Lemont, PA
Previous Registrations
  • 2022-02-26 → 2024-06-03
    New Lantern Advisors
    Saratoga Springs, NY
Other Businesses

(1) New Lantern Capital, LLC; investment-related; 63 PUTNAM STREET, SUITE 202, SARATOGA SPRINGS, NY 12866; General Partner; Member; 12/2022-Present; less tha25hrs/month, none of which are during securities trading hours; marketing, admin, and general partner duties for fund management. (2) Cache Financials, Inc.; investment-related; 501 North San Mateo Drive San Mateo, CA 94401; Investment Strategist; 10/2023; 5-10hrs per week; 5 of which during securities trading hours; Assist with strategies related to the firm's exchange fund business

Designations

View on SEC IAPD

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