Xiao Lin

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-27
CA	RA	APPROVED	2022-01-06

TX RA
APPROVED

Since 2025-02-27
CA RA
APPROVED

Since 2022-01-06

Branch Locations

2077 Gold Street, Alviso, CA 95002-1107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Certified Divorce Financial Analyst (Cdfa)	Sunnyvale	CA	06/2026	Present
Transamerica Financial Advisors, Inc	Alviso	CA	08/2021	Present
World Financial Group, Inc.	Alviso	CA	07/2004	Present
Xiao Lin - Health Insurance Sales	Sunnyvale	CA	10/2007	Present
Gold Team Llc	Alviso	CA	07/2007	Present
Zhong Shi & Associates, Inc.	Sunnyvale	CA	01/2011	Present

06/2026 → Present

Certified Divorce Financial Analyst (Cdfa)

Sunnyvale, CA
08/2021 → Present

Transamerica Financial Advisors, Inc

Alviso, CA
07/2004 → Present

World Financial Group, Inc.

Alviso, CA
10/2007 → Present

Xiao Lin - Health Insurance Sales

Sunnyvale, CA
07/2007 → Present

Gold Team Llc

Alviso, CA
01/2011 → Present

Zhong Shi & Associates, Inc.

Sunnyvale, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Zhong Shi & Associates, Inc. / 0111-Present/ Investment Related: No / 1017 Lakehaven Dr. Sunnyvale, CA 94089 / Spouse-Owner / Insurance - Security sales / Hrs. Work Monthly: 3 / Sec Trading Hrs: 0 / Bookkeeping XIAO LIN - HEALTH INSURANCE SALES/Investment Related - No/1017 LAKEHAVEN DR, SUNNYVALE, CA 94089 (408) 799-5101/HEALTH INSURANCE SALES/AGENT/10.2007/20/10/HEALTH INSURANCE SALES GOLD TEAM LLC/Investment Related - No/2077 GOLD ST, ALVISO, CA 95002/RENT COLLECTION, BOOK-KEEPING, FACILITY MAINTENANCE, TENANT RELATIONSHIP/PARTNER/07.2007/20/20/PARTNER, NO SPECIFIC TASK CERTIFIED DIVORCE FINANCIAL ANALYST (CDFA) POSITION: Advisor & Planner NATURE: CDFA, Certified Divorce Financial Analyst INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 1017 Lakehaven Dr, Sunnyvale CA 94089, United States DESCRIPTION: Helping clients and/or their attorneys in the divorce process to understand and categorize their assets/income properly. Examples: - Property division analysis - Retirement & long-term projections - Tax impact evaluation - cash flow & support analysis - Settlement comparison

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-13
S63	Uniform Securities Agent State Law Examination	2021-07-06

S65 Uniform Investment Adviser Law Examination

2021-09-13
S63 Uniform Securities Agent State Law Examination

2021-07-06

Designations

Certified Financial Planner

View on SEC IAPD