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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 09/1995 | Present |
I*2067285, Entity Type, Name of OBA: Uber Address: San Francisco, CA 94158 Investment Related: N Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 04/01/2024 No Hours: 8 No Hours during trading: 0 Duties: Rideshare and Delivery Driver I*2631275, Entity Type For Profit, Name of OBA: Walmart Spark Driver Address: BentonvilleArizona72716 Investment Related: No Position, Title, Association: Delivery Driver Employee Start Date: 07/25/2025No Hours: 8 weekly No Hours during trading:0 Duties: Delivery driver, Deliveries I*4645295, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Amazon Inc., Address: Seattle, Washington, 98108, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 06/05/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Delivery Driver, Deliver packages
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
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