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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-20
  • TX RA
    APPROVED
    Since 2022-11-20

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/1995 Present
Other Businesses

I*2067285, Entity Type, Name of OBA: Uber Address: San Francisco, CA 94158 Investment Related: N Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 04/01/2024 No Hours: 8 No Hours during trading: 0 Duties: Rideshare and Delivery Driver I*2631275, Entity Type For Profit, Name of OBA: Walmart Spark Driver Address: BentonvilleArizona72716 Investment Related: No Position, Title, Association: Delivery Driver Employee Start Date: 07/25/2025No Hours: 8 weekly No Hours during trading:0 Duties: Delivery driver, Deliveries I*4645295, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Amazon Inc., Address: Seattle, Washington, 98108, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 06/05/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Delivery Driver, Deliver packages

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
  • S66 Uniform Combined State Law Examination
    2022-11-18
Other Names
  • Jeremy A Torres

View on SEC IAPD

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