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Richard Francis Hennessy

Mml Investors Services, LLC

South Palm Beach, FL

Wall Township, NJ

CRD 7425619

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
FL RA APPROVED 2024-05-09
  • TX RA
    APPROVED
    Since 2025-07-01
  • FL RA
    APPROVED
    Since 2024-05-09

Branch Locations

South Palm Beach, FL • United States

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Lake Mary FL 08/2021 03/2022
Massmutual Life Insurance Co Lake Mary FL 10/2020 Present
National Life Edison NJ 06/2018 09/2019
Hennessy Financial/Massmutual South Palm Beach FL 10/2020 Present
Student High Point NC 02/2012 06/2019
Mml Investors Services, Llc South Palm Beach FL 03/2022 Present
Buckalews Beach Haven NJ 06/2012 08/2017
Blue Water Cafe Beach Haven NJ 05/2019 09/2020
Massmutual/Coastal Wealth Tampa FL 10/2020 02/2021
Penn Life Edison NJ 05/2017 09/2017
  • 08/2021 → 03/2022
    Mml Investors Services Llc
    Lake Mary, FL
  • 10/2020 → Present
    Massmutual Life Insurance Co
    Lake Mary, FL
  • 06/2018 → 09/2019
    National Life
    Edison, NJ
  • 10/2020 → Present
    Hennessy Financial/Massmutual
    South Palm Beach, FL
  • 02/2012 → 06/2019
    Student
    High Point, NC
  • 03/2022 → Present
    Mml Investors Services, Llc
    South Palm Beach, FL
  • 06/2012 → 08/2017
    Buckalews
    Beach Haven, NJ
  • 05/2019 → 09/2020
    Blue Water Cafe
    Beach Haven, NJ
  • 10/2020 → 02/2021
    Massmutual/Coastal Wealth
    Tampa, FL
  • 05/2017 → 09/2017
    Penn Life
    Edison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
  • S66 Uniform Combined State Law Examination
    2023-10-10
Other Names
  • Rich Hennessy
  • Richard Francis Hennessy

View on SEC IAPD

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