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Victoria Nadine Patrie

49 Financial

Rogers, AR

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-03
  • AR RA
    APPROVED
    Since 2025-01-03

Branch Locations

5001 Founders Way Suite 100, Rogers, AR 72758 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 08/2021 07/2024
49 Wealth Management, Llc. Fayetteville AR 05/2021 Present
The University Of Arkansas Fayetteville AR 07/2020 05/2021
Gull Lake Marina June Lake CA 05/2020 07/2020
The University Of Arkansas Fayetteville AR 01/2020 05/2020
Adventure Sports Outpost Mammoth Lakes CA 12/2019 01/2020
The University Of Arkansas Fayetteville AR 01/2018 12/2019
Cerro Coso Community College Mommoth Lakes CA 08/2017 01/2018
Unemployed Mammoth Lakes CA 06/2017 08/2017
Mammoth High School Mammoth Lakes CA 08/2013 06/2017
Mammoth Mountain Mammoth Lakes CA 12/2018 01/2019
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 12/2024
  • 08/2021 → 07/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2021 → Present
    49 Wealth Management, Llc.
    Fayetteville, AR
  • 07/2020 → 05/2021
    The University Of Arkansas
    Fayetteville, AR
  • 05/2020 → 07/2020
    Gull Lake Marina
    June Lake, CA
  • 01/2020 → 05/2020
    The University Of Arkansas
    Fayetteville, AR
  • 12/2019 → 01/2020
    Adventure Sports Outpost
    Mammoth Lakes, CA
  • 01/2018 → 12/2019
    The University Of Arkansas
    Fayetteville, AR
  • 08/2017 → 01/2018
    Cerro Coso Community College
    Mommoth Lakes, CA
  • 06/2017 → 08/2017
    Unemployed
    Mammoth Lakes, CA
  • 08/2013 → 06/2017
    Mammoth High School
    Mammoth Lakes, CA
  • 12/2018 → 01/2019
    Mammoth Mountain
    Mammoth Lakes, CA
  • 07/2024 → 12/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) 49 Financial; Fixed Insurance; Non-Investment Related; 125 W. Central Ave., Suite 200, Bentonville, AR 72712; Fixed/Traditional Insurance; Title - Agent; Start - 8/2021; 40 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 2) Bauhaus Biergarten; Not Investment Related; 326 Holcomb St. Fayetteville, AR 72764; Restaurant/Bar; Server & Bartender; 10/15/2022; 40 hours/mo; 0 during trading; Serving customers/Bartending.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-07
S63 Uniform Securities Agent State Law Examination 2021-07-19
  • S65 Uniform Investment Adviser Law Examination
    2023-10-07
  • S63 Uniform Securities Agent State Law Examination
    2021-07-19
Other Names
  • Torrey Nadine Patrie

View on SEC IAPD

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