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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-04-09 |
| NE | RA | APPROVED | 2025-04-08 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
2095 Summer Lee Drive Suite M200, Rockwall, TX 75032 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Plano | TX | 08/2021 | 01/2024 |
| Federal Deposit Insurance Corporation | Shreveport | LA | 07/2018 | 07/2021 |
| Centurylink | Monroe | LA | 05/2017 | 08/2017 |
| Louisiana Tech University | Ruston | LA | 09/2016 | 05/2018 |
| Squire Creek Country Club | Choudrant | LA | 09/2016 | 08/2017 |
| Full Time Education | Shreveport | LA | 07/2011 | 05/2018 |
| Mercer Global Advisors Inc. | Rockwall | TX | 03/2025 | Present |
| Federal Deposit Insurance Corporation | Dallas | TX | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-23 |
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