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Employer firm

Vail Valley Asset Management, LLC CRD 316377

$3.33M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • ADVICE TO CLIENTS SELLING CLOSELY HELD BUSINESSES

From the firm’s Form ADV. Read the guides:

Current Employers
Vail Valley Asset Management, Llc

Centennial, CO • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-28
CO RA APPROVED 2021-08-27
  • FL RA
    APPROVED
    Since 2025-08-28
  • CO RA
    APPROVED
    Since 2021-08-27

Branch Locations

Jupiter, FL • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vail Valley Asset Management, Llc Parker CO 08/2021 Present
Convex Capital Group, Llc Parker CO 05/2021 Present
Financial Industry Regulatory Authority Denver CO 01/2020 05/2021
Financial Industry Regulatory Authority Denver CO 08/2014 01/2020
Vvam Capital Partners, Llc Jupiter FL 01/2026 Present
  • 08/2021 → Present
    Parker, CO
  • 05/2021 → Present
    Convex Capital Group, Llc
    Parker, CO
  • 01/2020 → 05/2021
    Financial Industry Regulatory Authority
    Denver, CO
  • 08/2014 → 01/2020
    Financial Industry Regulatory Authority
    Denver, CO
  • 01/2026 → Present
    Vvam Capital Partners, Llc
    Jupiter, FL
Other Businesses

Convex Capital Group, LLC; 133 Inkberry Drive, Jupiter, FL, 33458, investment related; Founder and CEO since 5/2021; holding company formed to pursue acquisitions of lower middle market private companies, 5 hr/mo; Owner and Managing Member of VVAM Capital Partners, LLC (CRD No.340233); investment related; 133 Inkberry Drive, Jupiter, FL, 33458; January 2026; adviser to private equity funds; 100 hours/month; 20 hours/week during trading hours

Designations
  • Chartered Financial Analyst

View on SEC IAPD

More in Jupiter, FL

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