Jiangyun Zou Dale

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-05-22

Branch Locations

400 Spectrum Center Dr Suite 1750, Irvine, CA 92618 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Irvine	CA	04/2022	05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Irvine	CA	08/2021	04/2022
Pomona College	Claremont	CA	11/2017	08/2021
Unemployed	Orange	CA	04/2017	11/2017
Associated Press	Beijing		06/2016	04/2017
Turtle Bay Real Estate Corp	Irvine	CA	04/2018	05/2024
Raymond James & Associates	Irvine	CA	05/2024	Present

04/2022 → 05/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA
08/2021 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA
11/2017 → 08/2021

Pomona College

Claremont, CA
04/2017 → 11/2017

Unemployed

Orange, CA
06/2016 → 04/2017

Associated Press

Beijing
04/2018 → 05/2024

Turtle Bay Real Estate Corp

Irvine, CA
05/2024 → Present

Raymond James & Associates

Irvine, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-05