Norah Pliss

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-12
NC	RA	APPROVED	2023-11-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	08/2021	10/2023
Flamingo Kid Enterprises	Indian Rocks Beach	FL	05/2015	08/2019
Vassar College	Poughkeepsie	NY	08/2016	12/2019
Cvs Pharmacy	Poughkeepsie	NY	10/2019	07/2020
Holey Cream	New York	NY	01/2020	04/2020
City Year	Boston	MA	08/2020	06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	10/2023	Present
Jo-Ann Stores, Llc	Dunedin	FL	05/2018	07/2018
Bank Of America, N.A.	Charlotte	NC	12/2023	Present

08/2021 → 10/2023

The Vanguard Group, Inc.

Charlotte, NC
05/2015 → 08/2019

Flamingo Kid Enterprises

Indian Rocks Beach, FL
08/2016 → 12/2019

Vassar College

Poughkeepsie, NY
10/2019 → 07/2020

Cvs Pharmacy

Poughkeepsie, NY
01/2020 → 04/2020

Holey Cream

New York, NY
08/2020 → 06/2021

City Year

Boston, MA
10/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
05/2018 → 07/2018

Jo-Ann Stores, Llc

Dunedin, FL
12/2023 → Present

Bank Of America, N.A.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-16

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