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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-17 |
| IL | RA | APPROVED | 2023-10-27 |
Branch Locations
3714 North Broadway Street, Chicago, IL 60613 • United States
1103 W Addison St, Chicago, IL 60613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Chicago | IL | 04/2020 | 07/2021 |
| Beatrix | Chicago | IL | 03/2017 | 03/2020 |
| Rice Bistro | Denver | CO | 02/2016 | 02/2017 |
| Ihop | Littleton | CO | 01/2016 | 02/2017 |
| Equitable Advisors, Llc | New York | NY | 09/2021 | 10/2023 |
| Equitable Finl Life Ins Co | New York | NY | 09/2021 | 10/2023 |
| Extreme Reach | Chicago | IL | 02/2022 | 02/2022 |
| Boulder Ensemble Theatre Co | Boulder | CO | 01/2019 | 03/2019 |
| Equitable Advisors, Llc | New York | NY | 08/2021 | 09/2021 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
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