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Marco Pena

J.P. Morgan Securities LLC

Houston, TX

CRD 7424181

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-08
  • TX RA
    APPROVED
    Since 2021-10-08

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Houston TX 08/2021 Present
Jpmorgan Securities Llc Houston TX 08/2021 Present
American Airlines Dallas TX 07/2014 07/2019
Unemployed Dallas TX 08/2019 07/2021
  • 08/2021 → Present
    Jpmorgan Chase Bank Na
    Houston, TX
  • 08/2021 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 07/2014 → 07/2019
    American Airlines
    Dallas, TX
  • 08/2019 → 07/2021
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2021-10-08
Other Names
  • Marco Cuauhtemoc Pena Garcia
  • Marco C Pena

View on SEC IAPD

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Nearby Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS

Nearby Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX

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