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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| IL | RA | APPROVED | 2022-01-24 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Chicago | IL | 08/2021 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 08/2021 | Present |
| Biosteel Sports Nutrition | Dallas | TX | 07/2020 | 07/2021 |
| Axiom Advisory Group | Chicago | IL | 06/2019 | 08/2019 |
| Southern Methodist University | Dallas | TX | 08/2016 | 05/2020 |
| Unemployed | Lake Forest | IL | 06/2020 | 06/2020 |
| Kolf Llc | Lake Forest | IL | 06/2025 | Present |
Entity Name: Kolf LLC Investment related: No Address: Private Residence Nature of the other business: Clothing Position/Title/Relationship: Owner/Partner Start Date: 06/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Creating one-off clothing items for sale.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-22 |
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