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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-18
SC RA APPROVED 2012-10-05
  • TX RA
    APPROVED_RES
    Since 2024-01-18
  • SC RA
    APPROVED
    Since 2012-10-05

Branch Locations

514 E Main St, Lexington, SC 29072-3606 • United States

115 Mcnulty St, Blythewood, SC 29016 • United States

West Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia SC 08/2006 03/2020
Columbia College Columbia SC 08/2004 Present
Ameriprise Financial Services, Llc Blythewood SC 03/2020 Present
  • 08/2006 → 03/2020
    Ameriprise Financial Services, Inc.
    Columbia, SC
  • 08/2004 → Present
    Columbia College
    Columbia, SC
  • 03/2020 → Present
    Blythewood, SC
Other Businesses

Real Estate Ownership; Single Family; 4951 Edmund Hwy West Columbia, SC 29170, ,; Investment-Related; 04/01/2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-01
  • S66 Uniform Combined State Law Examination
    2012-10-01
Other Names
  • Leanne Kay Samol
  • Leanne Kay Samol
  • Leanne Kay Robuck
  • Leanne Kay Robuck

View on SEC IAPD

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