Michael Thomas Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 12/2016
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2018 → 08/2019
  Next Financial Group, Inc
  Dripping Springs, TX
• 12/2016 → 08/2018
  Next Financial Group, Inc
  Santee, CA
• 08/2019 → 12/2020
  Cetera Advisors
  Denver, CO
• 12/2016 → 12/2020
  Mtj Wealth Management
  Georgetown, TX
• 08/2020 → 12/2020
  Lake Travis Independent School District
  Austin, TX
• 12/2020 → 10/2022
  Cuso Financial Services, Lp
  San Diego, CA
• 10/2022 → 07/2025
  Next Financial Group, Inc.
  Spicewood, TX
• 07/2025 → Present
  Lpl Financial Llc
  New Braunfels, TX

Previous Registrations

• 2022-10-19 → 2025-07-10
  Next Financial Group, Inc.
  New Braunfels, TX
  Spicewood, TX
  Buda, TX
• 2021-01-04 → 2022-10-17
  Cuso Financial Services, L.P.
  Austin, TX
  Cedar Park, TX
• 2019-08-22 → 2021-01-14
  Cetera Advisors Llc
  Cedar Park, TX
  Georgetown, TX
• 2017-01-13 → 2019-08-26
  Next Financial Group, Inc.
  Dripping Springs, TX
  Santee, CA
  Georgetown, TX
  Newport Beach, CA
• 2013-10-31 → 2016-12-27
  Cuso Financial Services, L.P.
  La Mesa, CA
  La Mesa, CA
  San Diego, CA
  Santee, CA
  El Cajon, CA
  Chula Vista, CA
  Chula Vista, CA
  San Diego, CA
  National City, CA
• 2008-10-16 → 2013-08-26
  Next Financial Group, Inc.
  Sugarland, TX
  Katy, TX
  Sugarland, TX
  Houston, TX
  Katy, TX
• 2007-04-19 → 2008-10-29
  Wamu Investments, Inc.
  Sugarland, TX
  Sugarland, TX
  Sugar Land, TX
  Sugar Land, TX
  Missouri City, TX
• 2002-02-27 → 2007-04-17
  Investment Professionals, Inc.
  El Campo, TX
  Angleton, TX
  Bay City, TX
  East Bernard, TX
  Wharton, TX
  Bay City, TX
  El Campo, TX
  Houston, TX
  Houston, TX
  San Antonio, TX

Other Businesses

1. 07/10/2025- Lovelace Financial Services, LLC.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/20/2025- 200 Hours Per Month- 200 Hours During Trading 2. 07/10/2025- MTJ Wealth Management- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/20/2025- 5 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  1999-01-18