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Newport, KY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moon Lasso Asset Management, Llc | Newport | KY | 04/2021 | Present |
| Moon Lasso Asset Management, Llc | Newport | KY | 03/2022 | Present |
| Proampac | Cincinnati | OH | 06/2013 | 09/2020 |
| No Employment | Newport | KY | 10/2020 | 04/2021 |
| Lyondellbasell | Cincinnati | OH | 04/2023 | Present |
(1) LEMCAP1 LP (investment-related); 1013 Centre Road, Suite 403-B, Wilmington, DE 19805; Nature of the other business: Hedge Fund; Position: Limited Partner and General Partner through Moon Lasso Asset Management, LLC; Title, or relationship with the other business: Founder and limited partner; Start date with the other business: July 16, 2021; Approximate number of hours/month devoted to the other business: 40 hours/month; Number of hours devoted during securities trading hours: 20 hours/month; Brief description of duties for the business: Responsible for the selection and execution of investments for the fund, communications to limited partners, and any administrative management activities needed to operate the fund. (2) Name of the other business: Rule One Investing, LLC; Address: 811 Bear Creek Road, Moreland, Georgia 30259; If it is investment-related or not: Activity is investment-related; Compensation information: Mr. Jones is not compensated; Nature of business: Investing education; Title or relationship: Coach; Start date: June 26, 2020; Number of hours worked during and outside of market hours: Mr. Jones volunteers his time one weekend a month. Four hours per month are usually during market trading hours with an additional 16 hours per month during non-trading hours (Sat/Sun). Duties: Review and give feedback to student's practice investment analysis document based on Rule One Investing principles. Not considered investment advice to buy or sell. (3) Lyondellbasell; Address: 11530 Northlake Dr, Cincinnati, OH 45249; If it is investment-related or not: Activity is not investment-related; Compensation information: Mr. Jones is compensated as a full-time salary employee; Nature of business: Engineering; Title or relationship: Application & Product Development Engineer; Start date: April 3, 2023; Number of hours worked during and outside of market hours: Mr. Jones works 8 hours per day, of which 5.5 hours is during market hours. Duties: Research and develop new recyclable materials for the circular plastics economy.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-05 |
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