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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-15
CA RA APPROVED 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-15
  • CA RA
    APPROVED
    Since 2022-11-04

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

90 South E St, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wikiup Tennis And Swim Club Santa Rosa CA 04/2016 08/2018
La Canterra Raquet And Swim Club Santa Rosa CA 05/2018 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Rosa CA 07/2021 Present
Not Working I Was In College (Unemployed) Santa Rosa CA 08/2018 07/2021
Bank Of America, N.A. Santa Rosa CA 01/2023 Present
  • 04/2016 → 08/2018
    Wikiup Tennis And Swim Club
    Santa Rosa, CA
  • 05/2018 → 08/2019
    La Canterra Raquet And Swim Club
    Santa Rosa, CA
  • 07/2021 → Present
    Santa Rosa, CA
  • 08/2018 → 07/2021
    Not Working I Was In College (Unemployed)
    Santa Rosa, CA
  • 01/2023 → Present
    Bank Of America, N.A.
    Santa Rosa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-03
  • S66 Uniform Combined State Law Examination
    2022-11-03

View on SEC IAPD

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