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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-09-22 |
| TX | RA | APPROVED | 2022-09-21 |
Branch Locations
61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States
Upper Saddle River, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 02/2005 | 09/2022 |
| Bank Of America, N.A. | New York | NY | 09/2009 | 09/2022 |
| Ubs Financial Services | Paramus | NJ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-22 |
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