Sean Patrick Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 05/2021
  Wegmans
  Webster, NY
• 08/2021 → 10/2021
  Equitable Advisors, Llc
  New York, NY
• 06/2021 → 07/2021
  Unemployed
  Webster, NY
• 09/2013 → 06/2017
  Aquinas Institute
  Rochester, NY
• 08/2017 → 06/2021
  Suny Buffalo
  Buffalo, NY
• 10/2021 → 11/2021
  Smoking Hot Chicks Bbq
  Fairport, NY
• 12/2021 → 05/2023
  Esl Federal Credit Union
  Rochester, NY
• 03/2022 → Present
  Lpl Financial Llc
  Rochester, NY
• 03/2022 → Present
  Esl Investment Services, Llc
  Rochester, NY

Previous Registrations

• 2021-10-07 → 2021-10-15
  Equitable Advisors, Llc
  Rochester, NY

Other Businesses

1.3/2022 - ESL Investment Services / DBA for LPL BUSINESS - At Reported Business Location(s) - Started 3/14/2022 / 100% - DBA 2..3/2022 - ESL Investment Services, LLC - Non-Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 3/14/22 - 20 Hours Per Month/1 Hour During Securities Trading - Non-Variable Life

Exams

• S66 Uniform Combined State Law Examination
  2021-10-05

Other Names

• Sean Miller